Domani Wealth, LLC (referred to as “Domani Wealth”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, Domani Wealth attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.

It is the policy of Domani Wealth to limit sharing of current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to appropriate governmental and regulatory authorities, those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services to the client, and to affiliated/unaffiliated entities in an effort to facilitate the on-boarding and off-boarding of Domani Wealth representative and/or client relationships and/or in connection with transactions or prospective transactions involving Domani Wealth’s ownership or control structure. Domani Wealth may disclose the client’s information if Domani Wealth is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with Domani Wealth, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for Domani Wealth’s internal recordkeeping purposes, or for the processing and/or transmittal by Domani Wealth in order to facilitate the commencement/continuation/termination of a business relationship between the client or Domani and a nonaffiliated third party (i.e., broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for Domani Wealth (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party.

Domani Wealth permits only authorized employees and affiliates who have signed a copy of Domani Wealth’s Privacy Policy to have access to client information. Employees violating Domani Wealth’s Privacy Policy will be subject to Domani Wealth’s disciplinary process. Additionally, whenever Domani Wealth determines to share client information with other organizations pursuant to the permission granted through this Privacy Policy Notice, Domani Wealth will require them to sign confidentiality agreements and/or the Privacy Policy.

Should you have any questions regarding the above, please contact Scott D. Michael, Chief Compliance Officer.

 April 2, 2020

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