It’s the time of year we start to think about what changes we’ll make in the new year. Maybe we have fitness goals, nutrition goals, or our happy place: financial goals. It’s never a bad time to work on getting your financial health in order. As you start to think...
Is your Financial Advisor a Registered Investment Advisor? (and Why You Need to Know) If you’re working with a financial advisor or thinking about doing so, you may have stumbled across the term ‘Registered Investment Advisor’. While the financial industry is full of...
Subsequent to the 2012 implementation of ERISA fee reporting regulations (ERISA 408(b)(2) & 404(a)(5)), the Department of Labor (DOL) began to consider the appropriateness of the allocation of plan fees among participants. This is a subject that generally had not...
